A discussion about the effects of Protocol withdrawal with Sharron Ash, Chief Litigation Counsel at Hamburger Law Firm
The withdrawal of Morgan Stanley and UBS from the Protocol for Broker Recruiting sent shockwaves through the industry, as experts and advisors alike wondered what the effects would be on recruiting and transitions. And the bigger question on most everyone’s mind is how going independent will be impacted by an advisor’s non-Protocol status.
As with any major change in the industry, rumor and innuendo often dominate the conversation. To help separate fact from fiction, Sharron Ash, Chief Litigation Counsel at Hamburger Law Firm, joins Mindy Diamond on this special episode.
They’ll discuss the Protocol, and how advisors can protect themselves, as well as:
A key point they share with listeners: The reality is that even without the protection of the Protocol, advisors have options.
Related: The Super-Sophisticated Boutique Model Taking the Industry by Storm